City of London Group

COLG Regulatory Information

AIM RULE 26:

This page carries the information required by AIM Rule 26 or links to where it appears.

This website is owned by City of London Group plc and this information was last updated on 21/07/2018
Business Description: see Our Companies
Directors and their responsibilities: For directors see Board of Directors and for Board committees see Investor Information
Incorporation and Operation: see Our Companies
Company Contacts and Advisers: see Investor Information
Public Documents: see Investor Information
Annual Report and Accounts: see Investor Information
Interim Reports: Investor Information
Shareholder Communications: see Investor Information
RNS Announcements: see News and Announcements
Exchanges: see Securities Information, below
Major Shareholders: see Securities Information, below
Rights of Shareholders: see Securities Information,below
Securities Restrictions: see Securities Information, below

City of London Group’s Certificate of Incorporation can be viewed here.

SECURITIES INFORMATION:

Exchanges: COLG shares are quoted and traded on the Alternative Investment Market (AIM) of the London Stock Exchange.

Issued Share Capital: The total number of COLG ordinary shares of 2p each in issue is 28,731,512. The Company does not hold any shares in Treasury. Therefore the number of shares that shareholders should use as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, COLG shares under the FCA’s Disclosure and Transparency Rules is 28,731,512.

Shares not in public hands: The total number of COLG ordinary shares of 2p each not held in public hands is 25,730,354(89.6%).

Significant Shareholdings:
Number of Shares %
DV4 Limited 14,666,667 51.05
Max Barney Investments Limited (and related parties) 11,064,036 38.51

Rights of Shareholders

Full details of the rights of shareholders are contained in the Articles of Association of the Company, a copy of which is available for download in the Investor Information section of our website.

Securities Restrictions

COLG ordinary shares are currently traded on AIM. The company is not listed on any other exchanges or trading platforms. There are generally no restrictions on the transfer of securities.

Corporate Governance

The directors recognise the importance of sound corporate governance, while taking into account the Company’s size and stage of development. As the Company is listed on the Alternative Investment Market (“AIM”), it is not required to follow the provisions of any governance code. However the Board of Directors believes the UK Corporate Governance Code (“the Code”) issued by the Financial Reporting Council to be a suitable benchmark for the Company and has considered this when determining its governance arrangements. To see how the Company has applied relevant provisions of the Code, please see pages 12-14 of our Annual Report here.

Takeovers and Mergers

The Company is subject to the UK City Code on Takeovers and Mergers.

News and Announcements

BOARD MEMBERS

Click here to see details of
COLG’s Board Members
and their biographies

INVESTOR INFORMATION

investor Information
Centre

OUR COMPANIES

Click here to see the Companies
owned by COLG.

INVESTORS:

Ben Harber
Company Secretary
ben.harber@shma.co.uk

SHARE HOLDERS:

Ben Harber
Company Secretary
ben.harber@shma.co.uk

PRESS:

Marc Cohen
The PR Office
mcohen@theproffice.com